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Matthew Philip Baum

L. Roy Papp & Associates, LLP

Phoenix, AZ

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Current Employers
L. Roy Papp & Associates, Llp

2201 E. Camelback Road Suite 227B, Phoenix, AZ 85016 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-07-25
  • AZ RA
    APPROVED
    Since 2016-07-25

Branch Locations

2201 E. Camelback Road Suite 227B, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L. Roy Papp & Associates, Llp Phoenix AZ 05/2016 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-09-14
  • S63 Uniform Securities Agent State Law Examination
    2015-09-14
Designations

View on SEC IAPD

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