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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-05-11
TX RA APPROVED 2022-05-05
  • AZ RA
    APPROVED
    Since 2022-05-11
  • TX RA
    APPROVED
    Since 2022-05-05

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 08/2015 04/2022
Jpmorgan Chase Bank, Na Scottsdale AZ 04/2022 Present
Jpmorgan Securities Llc Scottsdale AZ 04/2022 Present
  • 08/2015 → 04/2022
    Phoenix, AZ
  • 04/2022 → Present
    Jpmorgan Chase Bank, Na
    Scottsdale, AZ
  • 04/2022 → Present
    Jpmorgan Securities Llc
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-04
  • S66 Uniform Combined State Law Examination
    2009-09-04
Other Names
  • Holly Vargas
  • Holly Marie Rezzonico

View on SEC IAPD

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