Iman Tommy

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 12/2016
  Bma Securities
  Scottsdale, AZ
• 01/2014 → 04/2017
  Exeter Financial, Llc
  Scottsdale, AZ
• 04/2017 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 07/2021 → 12/2021
  Self-Employed
  Chandler, AZ
• 04/2017 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ

Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: MESA, AZ NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE (MONTH/YEAR): 01/2010 APPROXIMATE HOURS PER MONTH: 5 NUMBER OF HOURS DURING TRADING HOURS:0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: CHANDLER, AZ NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 10/2021 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY

Exams

• S66 Uniform Combined State Law Examination
  2013-08-01

Designations

• Certified Financial Planner

Other Names

• Iman Tommy
• Iman Tommy Kephart
• Iman Tommy
• Iman Tommy-Kephart