Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-16
  • TX RA
    APPROVED
    Since 2022-05-16

Branch Locations

301 Edgewater Place Suite 200, Wakefield, MA 01880 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Waltham MA 12/2009 03/2017
Massachusetts Mutual Life Insurance Company Wakefield MA 07/2016 Present
Mml Investors Services, Llc Wakefield MA 03/2017 Present
  • 12/2009 → 03/2017
    Metlife Securities Inc.
    Waltham, MA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Wakefield, MA
  • 03/2017 → Present
    Wakefield, MA
Previous Registrations
  • 2016-03-15 → 2016-07-28
    Danvers, MA
    Overland Park,, KS
  • 2002-03-13 → 2009-12-21
    New England Securities
    Wakefield, MA
    Manchester, NH
    Wakefield, MA
    Nashua, NH
    Manchester, NH
    Nashua, NH
Other Businesses

Name: D'Amore PASS Path Inv rel: Y Add: At Residential Address Nature: Consulting; Tutoring and coaching for students preparing for CFP exam Position: Teacher - Coach Start date: 11/29/2021 No. HR/MO: 16 No. HR/MO during sec trading: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-05
S63 Uniform Securities Agent State Law Examination 2000-05-22
  • S65 Uniform Investment Adviser Law Examination
    2002-02-05
  • S63 Uniform Securities Agent State Law Examination
    2000-05-22
Designations
Other Names
  • Musto

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wakefield, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor