Best Investors Account Sign in
Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2017-08-01
  • AR RA
    APPROVED
    Since 2017-08-01

Branch Locations

6325 Ranch Drive, Little Rock, AR 72223-7623 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hagan Newkirk Financial Services Little Rock AR 01/2007 09/2019
Cambridge Investment Research, Inc. Fairfield IA 12/2011 04/2018
Lawing Financial Inc. Overland Park KS 04/2013 10/2017
Prime Capital Investment Advisors, Llc Overland Park KS 07/2017 Present
Private Client Services Louisville KY 04/2018 12/2022
Pclr, Llc Little Rock AR 09/2019 Present
  • 01/2007 → 09/2019
    Hagan Newkirk Financial Services
    Little Rock, AR
  • 12/2011 → 04/2018
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2013 → 10/2017
    Lawing Financial Inc.
    Overland Park, KS
  • 07/2017 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 04/2018 → 12/2022
    Private Client Services
    Louisville, KY
  • 09/2019 → Present
    Pclr, Llc
    Little Rock, AR
Previous Registrations
  • 2013-04-26 → 2017-10-13
    Lawing Financial Inc
    Little Rock, AR
    Overland Park, KS
Other Businesses

1) PRIME CAPITAL INVESTMENT ADVISORS, LLC. 6201 COLLEGE BLVD, SUITE# 150, OVERLAND PARK, KS 66211. IAR SALE & SERVICE OF FEE BASED ASSET MANAGEMENT AND QUALIFIED RETIREMENT PLANS. 100 HOURS/MO; 80 DURING TRADING HOURS. 2) INSURANCE AGENT, NON INVESTMENT RELATED INSURANCE, 6325 RANCH DRIVE, LITTLE ROCK AR 72223, FIXED INSURANCE SALES THROUGH VARIOUS CARRIERS. 3) PRIME CAPITAL LITTLE ROCK (PCLR). 6325 RANCH DRIVE, LITTLE ROCK, AR 72223. INVESTMENT ADVISORY. OWNER-OVERSEE FINANCES. 10 HOURS/MO; 0 DURING TRADING HOURS. 4) ARTHUR J GALLAGHER (GALLAGHER BENEFIT SERVICES) 6325 RANCH DR, LITTLE ROCK, AR 72223. CO-BROKER. NO DUTIES- RECEIVE REFERRAL FEE FOR A HEALTH & WELFARE CLIENT. 0 HOURS/MO; 0 DURING TRADING HOURS. 5) SKELLYCO, LLC 10 PADDOCK CT, LITTLE ROCK, AR 72223. SINGLE EMBER LLC FOR BUSINESS RELATED PURPOSES. MANAGING/SOLE MEMBER. 2 HRS/MO; 0 DURING TRADING HRS. 6) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-29
  • S66 Uniform Combined State Law Examination
    2013-03-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Little Rock, AR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor