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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-05-30 |
Branch Locations
1200 South Pine Island Road Suite 400, Plantation, FL 33324 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Boca Raton | FL | 06/2015 | 11/2018 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 11/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 03/2019 | Present |
| Fidelity Institutional Investments | Westlake | TX | 01/2019 | 03/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-20 |
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