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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-17
  • CA RA
    APPROVED
    Since 2021-02-17

Branch Locations

14274 N Northsight Blvd Ste 100, Scottsdale, AZ 85260-3956 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Scottsdale AZ 05/2008 03/2020
Ameriprise Financial Services, Llc Scottsdale AZ 03/2020 Present
Other Businesses

Business Ownership; My Fun Spot Vacations; Owner; Travel; 4609 S 25th Ln, , Phoenix, AZ, 85041; Not Investment-Related; 04/12/2025; 10 to 19 hours per month; 0 during trading hours / Twinkle Little Gem, LLC; Owner; Retail; 4609 S 25th Ln, , Phoenix, AZ, 85041; Not Investment-Related; 02/05/2026; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-01
  • S66 Uniform Combined State Law Examination
    2019-07-01
Other Names
  • Laura E Vega De Elias

View on SEC IAPD

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