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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

2580 Rice St, St Paul, MN 55113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bergerson Tax Services, Inc St Paul MN 01/2003 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Advisornet Wealth Partners Minneapolis MN 08/2012 02/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: BERGERSON TAX SERVICES, INC, INVESTMENT RELATED: NO, ADDRESS: 1452 CONCORDIA AVE, ST PAUL, MN 55104, NATURE OF BUSINESS: TAX PREPARATION SERVICES, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: 01/2000, APPROX NUMBER OF HOURS PER MONTH: 120, BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND PLANNING; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 3. NAME OF OTHER BUSINESS: BERGERSON RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: 1452 CONCORDIA AVE., ST PAUL, MN 55104, NATURE OF BUSINESS: FINANCIAL PLANNING, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: 09/15/2011, APPROX NUMBER OF HOURS PER MONTH: 200, BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR; 4. THE FANTASY GOLF INSIDER, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL ADDRESS, INFORMATIONAL WEBSITE ON PROFESSIONAL/FANTASY GOLF, START 11/26/2014, 5HRS/WK (NON-TRADING HOURS), PARTNER - PROVIDES CONTENT & ARTICLES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-06
  • S66 Uniform Combined State Law Examination
    2008-08-06

View on SEC IAPD

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