Nicholas Gerard Frontera

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-08-27
IL	RA	APPROVED	2009-08-25

TX RA
APPROVED_RES

Since 2014-08-27
IL RA
APPROVED

Since 2009-08-25

Branch Locations

1217 E 9Th St, Lockport, IL 60441-3234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	06/2009	Present

06/2009 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-21
S63	Uniform Securities Agent State Law Examination	2008-06-18

S66 Uniform Combined State Law Examination

2009-08-21
S63 Uniform Securities Agent State Law Examination

2008-06-18

Designations

Other Names

Nicholas G Frontera

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

J.P. MORGAN SECURITIES LLC

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

PNC WEALTH MANAGEMENT LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

USA FINANCIAL SECURITIES LLC

Other Investors

RICHARD JAMES MADAL

Kimberly Jean Burbank

Ryan Patrick Mitchell

MARC CHARLES DESMARTEAU

Luis Ernesto Gonzalez

Ryan Mark Sharp

Thomas Raymond Crosby

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · Lockport, IL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Lockport, IL

J.P. MORGAN SECURITIES LLC · LOCKPORT, IL

EDWARD JONES · Lockport, IL

EDWARD JONES · LOCKPORT, IL

EDWARD JONES · LOCKPORT, IL

PAISLEY FINANCIAL LLC · HOMER GLEN, IL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LEMONT, IL

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