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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-01-20 |
Branch Locations
11260 Chester Rd, Ste 250, Cincinnati, OH 45246 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Hamilton | OH | 03/2010 | 10/2016 |
| Jp Morgan Securities Llc | Mason | OH | 10/2016 | 01/2021 |
| Lpl Financial, Llc | Cincinnati | OH | 01/2021 | Present |
(1) 05/24/2022 - Brownstone Financial - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 02/01/2021 - 0 Hours Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-10 |
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