Daniel Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 10/2016
  U.S. Bancorp Investments, Inc.
  Hamilton, OH
• 10/2016 → 01/2021
  Jp Morgan Securities Llc
  Mason, OH
• 01/2021 → Present
  Lpl Financial, Llc
  Cincinnati, OH

Previous Registrations

• 2016-10-21 → 2021-01-29
  J.P. Morgan Securities Llc
  Mason, OH
  Cincinnati, OH
  Blue Ash, OH
  Evendale, OH
  Middletown, OH
  Oxford, OH
  Mason, OH
• 2010-03-03 → 2016-10-12
  U.S. Bancorp Investments, Inc.
  Hamilton, OH
  Monroe, OH
  Hamilton, OH
  Middletown, OH
  Middletown, OH
  Monroe, OH
  Hamilton, OH
  Hamilton, OH
  Hamilton, OH
  Oxford, OH
  Middletown, OH
  Monroe, OH
  Hamilton, OH
  Hillsboro, OH
  Owensville, OH
  Washington Court House, OH
  Circleville, OH
  Sardinia, OH
• 2009-11-13 → 2010-02-18
  Pnc Wealth Management Llc
  Liberty Township, OH
  West Chester, OH
  Mason, OH
  West Chester, OH
  Mason, OH
  Maineville, OH
  Mason, OH
  Maineville, OH
  Cincinnati, OH
  Cincinnati, OH
• 2007-12-06 → 2009-11-13
  Natcity Investments, Inc.
  Maineville, OH
  West Chester, OH
  Maineville, OH
  Mason, OH
  Columbus, OH
  Liberty Township, OH
  West Chester, OH
  Mason, OH
  Cincinnati, OH
  West Chester, OH
  Mason, OH
  Maineville, OH
• 2006-10-26 → 2007-11-28
  U.S. Bancorp Investments, Inc.
  Sidney, OH
  Botkins, OH
  Versailles, OH
  Russia, OH
• 2006-03-01 → 2006-10-03
  Pnc Wealth Management Llc
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Milford, OH

Other Businesses

(1) 05/24/2022 - Brownstone Financial - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 02/01/2021 - 0 Hours Per Month/ 0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-28
• S63 Uniform Securities Agent State Law Examination
  2003-07-10

Other Names

• Dan Brown
• Daniel Joseph Brown