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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-11
MN RA APPROVED 2013-12-23
  • TX RA
    APPROVED_RES
    Since 2015-03-11
  • MN RA
    APPROVED
    Since 2013-12-23

Branch Locations

1011 2Nd St N Ste 110, Saint Cloud, MN 56303 • United States

Rogers, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Saint Cloud MN 11/2011 Present
Previous Registrations
  • 2008-08-11 → 2011-11-03
    St Louis, MO
    Sauk Rapids, MN
    St Joseph, MN
    St Cloud, MN
Other Businesses

(1) 06/13/2013: MULLIN WEALTH MANAGEMENT - INV REL - 110 2ND ST. SOUTH #206, WAITE PARK, MN 56387 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) (2) 04/22/2015 - YOUR FINANCIAL STONE - NOT INV REL - START 03/27/2015 - OTHER - AUTHOR/BOOK. (3) 3/5/2018 - No Business Name - Not Investment Related - Home Based - Other - Author-Book - Started 02/21/2018 - 2 Hours Per Month/1 Hour During Securities Trading - Promotion of book(s) authored by Peter Mullin for public audience. (4) 7/13/2018 - REGL Ventures LLC - Not Investment Related - 19196 140th Ave No, Rogers, MN 55374 & 1011 2nd St N #110, Saint Cloud, MN 56303 - Real Estate Rental - Started 07/03/2018 - 2 Hours Per Month/0 Hours During Securities Trading. (5) 7/13/2018 - REGL Ventures LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/12/2018 - 2 Hours Per Month/1 Hour During Securities Trading. (6) 08/12/2022- Granite Sky Media LLC- Not Investment Related- Home Based - Other - Arts, Development, and Marketing- President - Agent - Start Date- 07/22/2022- 8 Hours Per Month/ 3 Hours During Securities Trading (7) 02/01/2024 - City of Rogers, Minnesota - Non-Profit Board Member - Planning Commissioner - Not Investment Related - 22350 South Diamond Lake Road Rogers, MN 55374, USA - Start Date 02/05/2024 - 3 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-24
  • S66 Uniform Combined State Law Examination
    2008-07-24
Other Names
  • Peter Mullin

View on SEC IAPD

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