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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-03-11 |
| MN | RA | APPROVED | 2013-12-23 |
Branch Locations
1011 2Nd St N Ste 110, Saint Cloud, MN 56303 • United States
Rogers, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Saint Cloud | MN | 11/2011 | Present |
(1) 06/13/2013: MULLIN WEALTH MANAGEMENT - INV REL - 110 2ND ST. SOUTH #206, WAITE PARK, MN 56387 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) (2) 04/22/2015 - YOUR FINANCIAL STONE - NOT INV REL - START 03/27/2015 - OTHER - AUTHOR/BOOK. (3) 3/5/2018 - No Business Name - Not Investment Related - Home Based - Other - Author-Book - Started 02/21/2018 - 2 Hours Per Month/1 Hour During Securities Trading - Promotion of book(s) authored by Peter Mullin for public audience. (4) 7/13/2018 - REGL Ventures LLC - Not Investment Related - 19196 140th Ave No, Rogers, MN 55374 & 1011 2nd St N #110, Saint Cloud, MN 56303 - Real Estate Rental - Started 07/03/2018 - 2 Hours Per Month/0 Hours During Securities Trading. (5) 7/13/2018 - REGL Ventures LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/12/2018 - 2 Hours Per Month/1 Hour During Securities Trading. (6) 08/12/2022- Granite Sky Media LLC- Not Investment Related- Home Based - Other - Arts, Development, and Marketing- President - Agent - Start Date- 07/22/2022- 8 Hours Per Month/ 3 Hours During Securities Trading (7) 02/01/2024 - City of Rogers, Minnesota - Non-Profit Board Member - Planning Commissioner - Not Investment Related - 22350 South Diamond Lake Road Rogers, MN 55374, USA - Start Date 02/05/2024 - 3 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-24 |
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