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Carol Irene Linthicum

Morgan Stanley

Seattle, WA

Tacoma, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-25
WA RA APPROVED 2015-06-09
  • TX RA
    APPROVED_RES
    Since 2020-02-25
  • WA RA
    APPROVED
    Since 2015-06-09

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

1301 A Street Suite 300, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Tacoma WA 04/2016 Present
  • 04/2016 → Present
    Morgan Stanley Smith Barney Llc
    Tacoma, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-08
S63 Uniform Securities Agent State Law Examination 2013-07-15
  • S65 Uniform Investment Adviser Law Examination
    2015-06-08
  • S63 Uniform Securities Agent State Law Examination
    2013-07-15
Other Names
  • Carol Irene Lithicum

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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