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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Efs Group | Sioux City | IA | 04/2012 | Present |
| Securities America, Inc. | Sioux City | IA | 03/2018 | 06/2024 |
| Securities America Advisors | Sioux City | IA | 06/2018 | 06/2024 |
| Osaic Wealth, Inc. | Sioux City | IA | 06/2024 | Present |
| Osaic Wealth, Inc. | Sioux City | IA | 06/2024 | Present |
1. EFS GROUP POSITION: Financial Advisor NATURE: Insurance product sales as related to financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/22/2019 ADDRESS: 5764 Sunnybrook Dr., Sioux City IA 51106 DESCRIPTION: Insurance product sales as related to financial planning 2. EFS GROUP WEALTH MANAGEMENT POSITION: Wealth Manager NATURE: Wealth Manager INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 06/19/2018 ADDRESS: 5764 Sunnybrook Dr., Sioux City IA 51106 DESCRIPTION: Provide financial planning and investment advice and solicit investment products 3. WEALTH PLAN PARTNERS EMPLOYEE POSITION: Wealth Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 320 SECURITIES TRADING HOURS: 320 START DATE: 10/01/2024 ADDRESS: 101 S. 108th Ave, Omaha NE 68154, United States DESCRIPTION: Financial planning and asset management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-23 |
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