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Richard Todd Stone

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

O'FAllon, IL

CRD 4162995

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Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-03-19
IL RA APPROVED 2012-01-11
  • TX RA
    APPROVED
    Since 2012-03-19
  • IL RA
    APPROVED
    Since 2012-01-11

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

475 Regency Park Suite 125, O'FAllon, IL 62269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co O'FAllon IL 01/2012 Present
  • 01/2012 → Present
    Benjamin F Edwards & Co
    O'FAllon, IL
Previous Registrations
  • 2008-01-01 → 2012-01-13
    Wells Fargo Clearing Services, Llc
    O Fallon, IL
  • 2005-09-27 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Fairview Heights, IL
    St. Louis, MO
    Fairview Heights, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-07
S63 Uniform Securities Agent State Law Examination 2000-05-25
  • S66 Uniform Combined State Law Examination
    2002-03-07
  • S63 Uniform Securities Agent State Law Examination
    2000-05-25
Designations
  • Certified Financial Planner

View on SEC IAPD

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