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Sy Jackson Farris

Cbiz Investment Advisory Services, LLC

Cumberland, MD

Cleveland, OH

Cbiz Financial Solutions, Inc.

Cumberland, MD

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Current Employers
Cbiz Investment Advisory Services, Llc

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-01-07
  • MD RA
    APPROVED
    Since 2020-01-07

Branch Locations

44 Baltimore Street, Cumberland, MD 21502 • United States

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States

Cbiz Financial Solutions, Inc.

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2013-11-01
  • MD RA
    APPROVED
    Since 2013-11-01

Branch Locations

50 Baltimore Street 4Th Floor, Cumberland, MD 21502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cbiz Financial Solutions, Inc Cumberland MD 11/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-01
S63 Uniform Securities Agent State Law Examination 2008-12-08
  • S65 Uniform Investment Adviser Law Examination
    2013-11-01
  • S63 Uniform Securities Agent State Law Examination
    2008-12-08

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · CUMBERLAND, MD
CBIZ INVESTMENT ADVISORY SERVICES, LLC · Cumberland, MD
LPL FINANCIAL LLC · CUMBERLAND, MD
EDWARD JONES · Cumberland, MD
CETERA INVESTMENT ADVISERS LLC · CUMBERLAND, MD
DWT FINANCIAL SERVICES · CUMBERLAND, MD
WELLS FARGO CLEARING SERVICES, LLC · Cumberland, MD
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