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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-23 |
| NE | RA | APPROVED | 2020-01-10 |
Branch Locations
1464 27Th Ave, Columbus, NE 68601 • United States
Columbus, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Columbus | NE | 04/2016 | 12/2019 |
| Raymond James Financial Services Advisors Inc. | Columbus | NE | 04/2016 | 12/2019 |
| First National Bank | Columbus | NE | 03/2016 | 12/2019 |
| Thrivent Investment Management Inc | Columbus | NE | 01/2020 | Present |
| Thrivent Financial | Appleton | WI | 01/2020 | 03/2020 |
| Thrivent Financial | Appleton | WI | 03/2020 | Present |
ST. STANISLAUS POSITION: Director of Religious Education NATURE: Church Religious Education INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2015 ADDRESS: 1120 8th Street, Duncan NE 68634, United States DESCRIPTION: Director of Religious education at our church. Attend meetings, help teachers, arrange Mass and prepare students for sacraments. YOUTH LEADERSHIP COLUMBUS POSITION: Board Member NATURE: Provide opportunity for the youth in Columbus to learn about the job opportunities in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/06/2019 ADDRESS: 753 33rd ave, Columbus NE 68601, United States DESCRIPTION: Monthly board meetings and planning 2 sessions over the school year. COLUMBUS AREA RIGHT TO LIFE POSITION: Board Member NATURE: Raising money to support moms in crisis pregnancies INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: PO Box 212, Columbus NE 68601, United States DESCRIPTION: Help with awareness events, fundraising events for ultrasounds or moms in needs. They do diaper drives and sell roses on mothers day. SCOTUS ENDOWMENT BOARD POSITION: Board Member NATURE: The endowment fund was established to support parishes by assisting with their annual tuition assistance. The goal is to assure all students the opportunity to receive a faith-based Catholic education through academic excellence and diverse extracurricular activities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/17/2024 ADDRESS: 1554 18th ave, Columbus NE 68601, United States DESCRIPTION: Meet with the board twice a year to discuss the current status of the endowment fund. There are 5 members of the endowment board plus a chairperson. CCS ADVANCEMENT POSITION: Board Member NATURE: This is a committee that meets once a month to plan the future of Columbus Catholic Schools (CCS). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/14/2026 ADDRESS: 1554 18th Ave, Columbus NE 68601, United States DESCRIPTION: Go to the meetings once a month during the lunch hour. One of the last things decided prior to me joining was discussing the merger of 2 of the grade schools. Some things decided was what to name the combined school. This would be an example of things discussed. My role would be as a member helping think thru decisions for the schools.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-01 |
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