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Brian Westerhoff

Strategic Advisers LLC

South Bend, IN

Demotte, IN

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • IN RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

1234 N Eddy St Ste 124, South Bend, IN 46617-1477 • United States

Demotte, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Silverdale WA 11/2009 11/2016
Financial Engines Advisors L.L.C. Phoenix AZ 12/2016 05/2018
Charles Schwab & Co., Inc. Chesterfield MO 01/2019 04/2020
Charles Schwab Bank Chesterfield MO 01/2019 04/2020
Unemployed St Louis MO 05/2018 01/2019
Fidelity Brokerage Services Llc St. Louis MO 05/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 11/2009 → 11/2016
    Scottrade
    Silverdale, WA
  • 12/2016 → 05/2018
    Financial Engines Advisors L.L.C.
    Phoenix, AZ
  • 01/2019 → 04/2020
    Charles Schwab & Co., Inc.
    Chesterfield, MO
  • 01/2019 → 04/2020
    Charles Schwab Bank
    Chesterfield, MO
  • 05/2018 → 01/2019
    Unemployed
    St Louis, MO
  • 05/2020 → Present
    Fidelity Brokerage Services Llc
    St. Louis, MO
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-06-08 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    St. Louis, MO
  • 2019-02-21 → 2020-05-11
    Charles Schwab & Co., Inc.
    Chesterfield, MO
    Clayton, MO
  • 2017-06-19 → 2018-05-10
    Edelman Financial Engines
    Phoenix, AZ
  • 2014-09-17 → 2016-12-09
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-29
S63 Uniform Securities Agent State Law Examination 2010-03-04
  • S66 Uniform Combined State Law Examination
    2019-03-29
  • S63 Uniform Securities Agent State Law Examination
    2010-03-04
Designations
Other Names
  • Brian Westerhoff
  • Brian L Westerhoff
  • Brian Lee Westerhoff

View on SEC IAPD

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