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Andrew Willis Norton

J.P. Morgan Securities LLC

Grand Prairie, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

3980 S Carrier Pkwy, Grand Prairie, TX 75052 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Grand Prairie TX 10/2012 Present
Lincoln Wilson Gallery Arlington TX 05/2013 08/2022
Jpmorgan Chase Bank, N.A. Grand Prairie TX 09/2011 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Grand Prairie, TX
  • 05/2013 → 08/2022
    Lincoln Wilson Gallery
    Arlington, TX
  • 09/2011 → Present
    Jpmorgan Chase Bank, N.A.
    Grand Prairie, TX
Previous Registrations
  • 2011-09-30 → 2012-10-01
    Chase Investment Services Corp.
    Arlington, TX
    Mansfield,, TX
    Arlington, TX
    Mansfield, TX
  • 2010-12-03 → 2011-09-09
    Morgan Stanley
    Arlington, TX
  • 2008-10-07 → 2010-08-17
    Waddell & Reed
    Colleyville, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-06
  • S66 Uniform Combined State Law Examination
    2008-10-06
Other Names
  • Andrew Norton

View on SEC IAPD

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Other Offices

S&S WEALTH MANAGEMENT · GRAND PRAIRIE, TX
BANKERS LIFE ADVISORY SERVICES, INC. · Grand Prairie, TX
OSAIC WEALTH, INC. · GRAND PRAIRIE, TX
LPL FINANCIAL LLC · GRAND PRAIRIE, TX
THRIVENT INVESTMENT MANAGEMENT INC. · Grand Prairie, TX
PFS INVESTMENTS INC. · GRAND PRAIRIE, TX
PFS INVESTMENTS INC. · GRAND PRAIRIE, TX
SUNDIAL CAPITAL MANAGEMENT, L.P. · ARLINGTON, TX

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