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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Cincinnati Fire Department | Cincinnati | OH | 10/2012 | Present |
| Invest Financial Corp | Tampa | FL | 03/2017 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | Present |
1) Cincinnati Fire Department, 329 E 9th St. Cincinnati, OH 45202. Firefighter/Paramedic. 10/13/2012. Not investment related. 48/weekly, 9/trading 2.GMR PROPERTIES, HARRISON, OH, 1/2002 AS OWNER, COLLECTING RENT AND PAYING BILLS FOR RENTAL APARTMENTS. INV REL - 5/MO - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-14 |
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