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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-26 |
Branch Locations
3421 E. Imperial Highway Suite E-1, Brea, CA 92823 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade Inc | Yorba Linda | CA | 05/2009 | 09/2018 |
| Td Ameritrade, Inc. | Yorba Linda | CA | 02/2018 | 12/2022 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 12/2022 |
| Charles Schwab And Co., Inc. | Brea | CA | 12/2022 | Present |
| Charles Schwab Bank, Ssb | Brea | CA | 11/2023 | Present |
1) FCFOA - Foothill-Citrus Football Officials Association | Investment Related:No|Sports/Physical Recreation|HS Football Official|8/25/2016|20-40|0.000000|High School Football Official, 2) OCS Foundation | Investment Related:No|931 W Philadelphia St|Ontario|CA|91762|USA|Education|Board Member|10/15/2025|Less than 20|0|The OCS Foundation benefits OCS for the purpose of providing scholarship needs. As board member, I would attend quarterly meetings as a voting board member to help award scholarships for families in need and any other programs as designated by the Board of Trustees.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-29 |
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