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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2008-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 05/2008 | Present |
| State Employees' Credit Union | Butner | NC | 07/2000 | Present |
| Credit Union Investment Services | Raleigh | NC | 06/2008 | Present |
| Members Trust Company | Tampa | FL | 10/2011 | Present |
| Secu Life Insurance Company | Raleigh | NC | 09/2014 | Present |
| Myles Home Health | Wilson | NC | 05/2021 | 11/2021 |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. START DATE 7/2000. Title: Financial Advisory Services District Manager. DUTIES: Supervise the offering of FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBER TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: OCTOBER, 2011. TITLE: TRUST REP. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 9/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. RENTAL PROPERTY. 810 LAKE RD., CREEDMOOR, NC 27522. TITLE: PROPERTY OWNER/LANDLORD. START DATE: 9/2014. DUTIES: COLLECT RENT, MANAGE PROPERTY. HRS/MO. 1, NONE DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-18 |
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