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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cozart & Edwards Pa | Creedmoor | NC | 11/2006 | Present |
| Avantax Investment Services, Inc. | Creedmoor | NC | 12/2012 | 09/2025 |
| Avantax Advisory Services | Creedmoor | NC | 02/2018 | 09/2025 |
| Cetera Wealth Services, Llc | Creedmoor | NC | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Cozart & Edwards PA~'NIR'~102 N Main St.~Creedmoor~NC~27522~Tax Preparation/Accounting~Partner/General Partner~11/1/2006~160hrs~130hrs~Tax prep,tax consulting,office admin,accounting 2) Converting Hearts Ministries, Inc.~'NIR'~PO Box 524~Creedmoor~NC~27522~Nonprofit~Member of the Board of Directors~12/31/2015~8hrs~4hrs~Chairman| 3) TWIN CIRCLES LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2014 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager1) enter deposits2) pay bills3) reconcile bank account4) print reports5) prepare tax return 4) CREEDMOOR CAR WASH POSITION: partner NATURE: car wash INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager1) make deposits2) pay bills3) reconcile bank account4) print reports5) prepare tax return 5) CROSS CAR WASH LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/08/2010 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager 6) ET COMMERCIAL LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/24/2010 ADDRESS: PO Box 1070, Creedmoor NC 27522, United States DESCRIPTION: manager 7) ET PROPERTY LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2009 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager 8) TAKING CARE OF BUSINESS LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/10/2003 ADDRESS: PO Box 7303, Greenville NC 27835, United States DESCRIPTION: manager 9) YOUR HOME OF NC LLC POSITION: member NATURE: rental properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/29/2005 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager 10) C & E REAL ESTATE LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/11/2021 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager1) pay bills2) enter deposits3) reconcile bank account4) print reports5) prepare tax return 11)OUTDOOR DECOR INC POSITION: Vice-President NATURE: Outdoor Commercial Christmas Wreath decorations INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2023 ADDRESS: 2202 TAR RIVER RD, CREEDMOOR NC 27522 DESCRIPTION: passive investor 12) PARHAM FARM LLC POSITION: MEMBER MANAGER NATURE: REAL ESTATE RESIDENTIAL RENTAL PROPERTY INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2024 ADDRESS: 2202 TAR RIVER RD, Creedmoor NC 27522 DESCRIPTION: TREASURER pay the bills, enter deposits, reconcile bank account 13) 1005 LEWIS ST LLC POSITION: member manager NATURE: commercial real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 1005 Lewis St, Oxford NC 27565, DESCRIPTION: investor, treasurer, enter deposits and expenses, reconcile bank account
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-24 |
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