Carlton Wayne Edwards Ii

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → Present
  Cozart & Edwards Pa
  Creedmoor, NC
• 12/2012 → 09/2025
  Avantax Investment Services, Inc.
  Creedmoor, NC
• 02/2018 → 09/2025
  Avantax Advisory Services
  Creedmoor, NC
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Creedmoor, NC
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-02-14 → 2025-09-05
  Avantax Advisory Services
  Creedmoor, NC

Other Businesses

1) Cozart & Edwards PA~'NIR'~102 N Main St.~Creedmoor~NC~27522~Tax Preparation/Accounting~Partner/General Partner~11/1/2006~160hrs~130hrs~Tax prep,tax consulting,office admin,accounting 2) Converting Hearts Ministries, Inc.~'NIR'~PO Box 524~Creedmoor~NC~27522~Nonprofit~Member of the Board of Directors~12/31/2015~8hrs~4hrs~Chairman| 3) TWIN CIRCLES LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2014 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager1) enter deposits2) pay bills3) reconcile bank account4) print reports5) prepare tax return 4) CREEDMOOR CAR WASH POSITION: partner NATURE: car wash INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager1) make deposits2) pay bills3) reconcile bank account4) print reports5) prepare tax return 5) CROSS CAR WASH LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/08/2010 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager 6) ET COMMERCIAL LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/24/2010 ADDRESS: PO Box 1070, Creedmoor NC 27522, United States DESCRIPTION: manager 7) ET PROPERTY LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2009 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager 8) TAKING CARE OF BUSINESS LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/10/2003 ADDRESS: PO Box 7303, Greenville NC 27835, United States DESCRIPTION: manager 9) YOUR HOME OF NC LLC POSITION: member NATURE: rental properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/29/2005 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager 10) C & E REAL ESTATE LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/11/2021 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager1) pay bills2) enter deposits3) reconcile bank account4) print reports5) prepare tax return 11)OUTDOOR DECOR INC POSITION: Vice-President NATURE: Outdoor Commercial Christmas Wreath decorations INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2023 ADDRESS: 2202 TAR RIVER RD, CREEDMOOR NC 27522 DESCRIPTION: passive investor 12) PARHAM FARM LLC POSITION: MEMBER MANAGER NATURE: REAL ESTATE RESIDENTIAL RENTAL PROPERTY INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2024 ADDRESS: 2202 TAR RIVER RD, Creedmoor NC 27522 DESCRIPTION: TREASURER pay the bills, enter deposits, reconcile bank account 13) 1005 LEWIS ST LLC POSITION: member manager NATURE: commercial real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 1005 Lewis St, Oxford NC 27565, DESCRIPTION: investor, treasurer, enter deposits and expenses, reconcile bank account

Exams

• S66 Uniform Combined State Law Examination
  2018-02-06
• S63 Uniform Securities Agent State Law Examination
  2013-10-24

Other Names

• C. Wayne Edwards
• Wayne Edwards
• Carlton Wayne Edwards Iii