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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-06-10 |
| GA | RA | APPROVED | 2019-06-07 |
Branch Locations
19950 W Country Club Dr 9Th Fl, Aventura, FL 33180 • United States
Hollywood, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Fort Lauderdale | FL | 05/2019 | Present |
| Morgan Stanley | Aventura | FL | 01/2010 | 05/2019 |
SUSAN J. DULMAN REVOCABLE TRUST;INV RELATED; BILTMORE LAKE,NC; TRUST;TRUSTEE TO CLIENT ; START DATE: 08/01/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; AMAZON ; NOT INV RELATED;SEATTLE,WA; WEBSTORE; START DATE: 06/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-21 |
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