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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-11-13 |
| TX | RA | APPROVED_RES | 2012-07-11 |
| CA | RA | APPROVED | 2004-11-16 |
Branch Locations
2300 E Katella Ave Ste 400, Anaheim, CA 92806-6049 • United States
Prescott, AZ • United States
3623 Crossings Dr Ste 318, Prescott, AZ 86305 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Orange | CA | 05/2004 | Present |
(1) 07/28/2009 * Benchmark Wealth Management * Non-Variable Insurance DBA * Benchmark Wealth Management * INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 5% (2) 08/22/2011 * DBA for LPL Business (entity for LPL business) * Benchmark Wealth Management * INV REL * AT REPORTED BUSINESS LOCATION(S) (3) 4/15/2017 - No Business Name - Investment Related - 2300 E Katella Ave # 400, Anaheim CA 92806 - Real Estate Rental - Started 05/01/2017 - 1 Hours Per Month/0 Hours During Securities Trading. (4) 04/12/2024 - Whiskey Tango Holdings, LLC - Non-Inv Related - Prescott, AZ - Business Entity For Tax/Investment Purposes Only - Started: 3/29/2024 - 0 Hrs/Mo. (5) 04/12/2024 - Whiskey River Tavern - Non-Inv Related - Prescott, AZ - Business Owner - Partner - Started: 2/1/2024 - 20 Hrs/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-22 |
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