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Current Employers
Keystone Financial Group, Llc

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-07-28
  • KY RA
    APPROVED
    Since 2025-07-28

Branch Locations

6013 Brownsboro Park Blvd Ste A, Louisville, KY 40207 • United States

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Louisville KY 09/2008 07/2025
Securities America Louisviller KY 05/2012 07/2025
Osaic Wealth, Inc. Louisville KY 06/2024 07/2025
Osaic Wealth, Inc. Louisville KY 06/2024 07/2025
Keystone Financial Group, Llc Lexington KY 07/2025 Present
Previous Registrations
  • 2024-06-14 → 2025-08-12
    Cincinnati, OH
    Louisville, KY
  • 2012-05-30 → 2024-06-14
    Securities America Advisors, Inc.
    Louisville, KY
Other Businesses

ROYAL BLUE RENTALS, LLC. POSITION: Owner NATURE: Royal Blue Rentals, LLC. is a real estate company that invests in rentals, turn-key rentals, and properties. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2021 ADDRESS: 2503 Fieldstone Dr, LA GRANGE KY 40031, United States DESCRIPTION: Royal Blue Rentals, LLC. is a rental company business that owns and manages multiple rental properties, such as apartments, condominiums, or houses, and leases them to tenants in exchange for rent. In addition to this core activity, we may also provide related services such as property management, maintenance, and repair. We could potentially branch out into other rental-related activities, such as vacation rentals. Our goal is to provide quality rental options and services to our customers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-14
S63 Uniform Securities Agent State Law Examination 2010-07-27
  • S65 Uniform Investment Adviser Law Examination
    2012-04-14
  • S63 Uniform Securities Agent State Law Examination
    2010-07-27

View on SEC IAPD

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