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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-11-14 |
Branch Locations
334 Beechwood Rd Ste 304, Ft. Mitchell, KY 41017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Hebron | KY | 06/2008 | Present |
| Pruco Securities, Llc. | Hebron | KY | 06/2008 | 11/2024 |
| Lpl Enterprise, Llc | Florence | KY | 11/2024 | Present |
1) 11/14/2024-Freedom Financial Group LLC-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 10/17/2022-10hrs/mth-10hrs/mth during trading 2) 01/16/2025-Gathering place international ministries-secretary-Non-Profit Board Member-Not inv related-At Hebron, KY-Start date 01/01/2021-1hrs/mth-0hrs/mth during trading 3) 03/31/2025-PRUDENTIAL-AGENT-Property and Casualty-Inv related-At Ft Mitchell, KY-Start date 04/04/2011-10hrs/mth-10hrs/mth during trading 4) 04/23/2025-FFG PROPERTIES LLC-CO OWNER-Real Estate Rental-Inv related-At Petersburg, KY-Start date 10/27/2024-0hrs/mth-0hrs/mth during trading 5) 04/23/2025-KEES LAND-OWNER - CO-FARM-NOT INV RELATED-AT Petersburg, KY-Start date 08/30/2024-0hrs/mth-0hrs/mth during trading 6) 05/13/2026-AMAZING ADVENTURES, LLC-CO OWNER WITH HUSBAND-Business Owner-Not Inv related-At Petersburg, KY-Start date 12/24/2025-1hrs/mth-1hrs/mth during trading 7) 04/28/2026-ALLISON KEES NOTARY-Notary-Not inv related-At Petersburg, KY-Start date 01/08/2026-1hrs/mth-1hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-21 |
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