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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-11-14
  • KY RA
    APPROVED
    Since 2024-11-14

Branch Locations

334 Beechwood Rd Ste 304, Ft. Mitchell, KY 41017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Hebron KY 06/2008 Present
Pruco Securities, Llc. Hebron KY 06/2008 11/2024
Lpl Enterprise, Llc Florence KY 11/2024 Present
Previous Registrations
  • 2022-05-17 → 2024-11-14
    Cincinnati, OH
    Florence, KY
    Hebron, KY
    Hebron, KY
    West Chester, OH
    West Chester, OH
    Florence, KY
    Petersburg, KY
Other Businesses

1) 11/14/2024-Freedom Financial Group LLC-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 10/17/2022-10hrs/mth-10hrs/mth during trading 2) 01/16/2025-Gathering place international ministries-secretary-Non-Profit Board Member-Not inv related-At Hebron, KY-Start date 01/01/2021-1hrs/mth-0hrs/mth during trading 3) 03/31/2025-PRUDENTIAL-AGENT-Property and Casualty-Inv related-At Ft Mitchell, KY-Start date 04/04/2011-10hrs/mth-10hrs/mth during trading 4) 04/23/2025-FFG PROPERTIES LLC-CO OWNER-Real Estate Rental-Inv related-At Petersburg, KY-Start date 10/27/2024-0hrs/mth-0hrs/mth during trading 5) 04/23/2025-KEES LAND-OWNER - CO-FARM-NOT INV RELATED-AT Petersburg, KY-Start date 08/30/2024-0hrs/mth-0hrs/mth during trading 6) 05/13/2026-AMAZING ADVENTURES, LLC-CO OWNER WITH HUSBAND-Business Owner-Not Inv related-At Petersburg, KY-Start date 12/24/2025-1hrs/mth-1hrs/mth during trading 7) 04/28/2026-ALLISON KEES NOTARY-Notary-Not inv related-At Petersburg, KY-Start date 01/08/2026-1hrs/mth-1hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-29
S63 Uniform Securities Agent State Law Examination 2008-08-21
  • S65 Uniform Investment Adviser Law Examination
    2022-04-29
  • S63 Uniform Securities Agent State Law Examination
    2008-08-21
Other Names
  • Allison S Hucker
  • Allison Larkins
  • Allison S Larkins
  • Allison Kees

View on SEC IAPD

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