Allison Sue Kees

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → Present
  Prudential Insurance Company Of America
  Hebron, KY
• 06/2008 → 11/2024
  Pruco Securities, Llc.
  Hebron, KY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Florence, KY

Previous Registrations

• 2022-05-17 → 2024-11-14
  Pruco Securities, Llc.
  Cincinnati, OH
  Florence, KY
  Hebron, KY
  Hebron, KY
  West Chester, OH
  West Chester, OH
  Florence, KY
  Petersburg, KY

Other Businesses

1) 11/14/2024-Freedom Financial Group LLC-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 10/17/2022-10hrs/mth-10hrs/mth during trading 2) 01/16/2025-Gathering place international ministries-secretary-Non-Profit Board Member-Not inv related-At Hebron, KY-Start date 01/01/2021-1hrs/mth-0hrs/mth during trading 3) 03/31/2025-PRUDENTIAL-AGENT-Property and Casualty-Inv related-At Ft Mitchell, KY-Start date 04/04/2011-10hrs/mth-10hrs/mth during trading 4) 04/23/2025-FFG PROPERTIES LLC-CO OWNER-Real Estate Rental-Inv related-At Petersburg, KY-Start date 10/27/2024-0hrs/mth-0hrs/mth during trading 5) 04/23/2025-KEES LAND-OWNER - CO-FARM-NOT INV RELATED-AT Petersburg, KY-Start date 08/30/2024-0hrs/mth-0hrs/mth during trading 6) 05/13/2026-AMAZING ADVENTURES, LLC-CO OWNER WITH HUSBAND-Business Owner-Not Inv related-At Petersburg, KY-Start date 12/24/2025-1hrs/mth-1hrs/mth during trading 7) 04/28/2026-ALLISON KEES NOTARY-Notary-Not inv related-At Petersburg, KY-Start date 01/08/2026-1hrs/mth-1hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-29
• S63 Uniform Securities Agent State Law Examination
  2008-08-21

Other Names

• Allison S Hucker
• Allison Larkins
• Allison S Larkins
• Allison Kees