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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-11-14 |
Branch Locations
334 Beechwood Rd Ste 304, Ft. Mitchell, KY 41017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Florence | KY | 02/2014 | Present |
| Pruco Securities, Llc. | Florence | KY | 02/2014 | 11/2024 |
| Lpl Enterprise, Llc | Florence | KY | 11/2024 | Present |
1.11/18/2024; PERSPECTIVE FINANCIAL GROUP; Non-variable ins; YES inv related; 10hr/mo non trading; 10 hr/mo trading; 07/01/2022 GENERAL HEALTH INSURANCE POSITION: Agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/16/2019 ADDRESS: 1984 Arbor Springs Blvd, Union KY 41091, United States DESCRIPTION: Selling and servicing health insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-19 |
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