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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-05
CT RA APPROVED 2010-09-23
  • TX RA
    APPROVED_RES
    Since 2013-01-05
  • CT RA
    APPROVED
    Since 2010-09-23

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch/Bank Of America Hartford CT 09/2010 Present
Bank Of America,Na Hartsford CT 12/2010 Present
  • 09/2010 → Present
    Merrill Lynch/Bank Of America
    Hartford, CT
  • 12/2010 → Present
    Bank Of America,Na
    Hartsford, CT
Previous Registrations
  • 2008-08-14 → 2010-09-29
    Waddell & Reed
    Hamden, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-13
  • S66 Uniform Combined State Law Examination
    2008-08-13
Other Names
  • Mark Andrew Nastri

View on SEC IAPD

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