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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-07 |
| TN | RA | APPROVED | 2008-09-15 |
Branch Locations
6111 Shallowford Rd Ste 101, Chattanooga, TN 37421 • United States
Chattanooga, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chatanooga | TN | 05/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Chattanooga | TN | 03/2020 | Present |
Outside Employment; Auspice Group; Employee for pay purposes only; Manage advisory business; 6111 Shallowford Road, Suite 101, Chattanooga, TN, 37421; Investment-Related; 08/15/2026; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-11 |
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