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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-24 |
| IL | RA | APPROVED | 2021-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Niles | IL | 11/2009 | 04/2017 |
| Pnc Bank | Niles | IL | 11/2009 | 04/2017 |
| Bmo Harris Bank | Palatine | IL | 07/2017 | Present |
| Lpl Financial Llc | Northbrook | IL | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - NORTHBROOK, IL 2) 03/24/2021 - FINANCIAL INSTITUTION DUTY - BMO Harris Bank - NORTHBROOK, IL 3) 01/01/1900 - Mortgage/Real Estate Services - Real Estate Rental - Investment Related - DES PLAINES IL 4) 05/26/2023 - Agnieszka Domanski- Bay Colony Association - Investment Related - Des Plaines, IL - Real Estate Rental - Start Date 07/31/2023 - 2 Hours Per Month/ 0 Hours During Securities Trading 5) 06/15/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary Services - Senior Premier Banker - Start Date 05/01/2023 - 1 Hour Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-28 |
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