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Tom O'BRien

Vantage Wealth Management, LLC

San Mateo, CA

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Current Employers
Vantage Wealth Management, Llc

66 Bovet Road Ste. 310, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-07-17
  • CA RA
    APPROVED
    Since 2020-07-17

Branch Locations

66 Bovet Road Ste. 310, San Mateo, CA 94402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co. St. Paul MN 05/2008 07/2020
Sgc San Mateo CA 05/2008 07/2020
Securian Financial Services St. Paul MN 05/2008 07/2020
Vantage Wealth Management, Llc San Mateo CA 07/2020 Present
  • 05/2008 → 07/2020
    Minnesota Life Insurance Co.
    St. Paul, MN
  • 05/2008 → 07/2020
    Sgc
    San Mateo, CA
  • 05/2008 → 07/2020
    Securian Financial Services
    St. Paul, MN
  • 07/2020 → Present
    Vantage Wealth Management, Llc
    San Mateo, CA
Previous Registrations
  • 2008-07-21 → 2020-08-11
    Securian Financial Services, Inc.
    San Mateo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-10
  • S66 Uniform Combined State Law Examination
    2008-07-10
Designations

View on SEC IAPD

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Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
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