Tom O'BRien

Employer firm

Vantage Wealth Management, LLC CRD 152374

$1.12B regulatory AUM 64 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 07/2020
  Minnesota Life Insurance Co.
  St. Paul, MN
• 05/2008 → 07/2020
  Sgc
  San Mateo, CA
• 05/2008 → 07/2020
  Securian Financial Services
  St. Paul, MN
• 07/2020 → Present
  Vantage Wealth Management, Llc
  San Mateo, CA

Previous Registrations

• 2008-07-21 → 2020-08-11
  Securian Financial Services, Inc.
  San Mateo, CA

Exams

• S66 Uniform Combined State Law Examination
  2008-07-10

Designations

• Certified Financial Planner
• Chartered Financial Consultant