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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-26 |
Branch Locations
100 S Anaheim Blvd. Ste 100, Anaheim, CA 92805 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Irvine | CA | 01/2014 | 09/2018 |
| Td Ameritrade, Inc. | Huntington Beach | CA | 02/2018 | 12/2022 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 12/2022 |
| Charles Schwab And Co., Inc. | Irvine | CA | 12/2022 | 04/2025 |
| Partners Federal Credit Union | Anaheim | CA | 06/2025 | Present |
| Lpl Financial | Anaheim | CA | 06/2025 | Present |
| Unemployed | Huntington Beach | CA | 04/2025 | 05/2025 |
1) 06/26/2025 - Partners Retirement and Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) -0Hrs/Mth - 0 Hrs During Trading. 2) 06/26/2025 - Partners FCU / Financial Institution Duty / Member Experience Advisor / Inv Related / Start date 06/01/2025 - At Reported Business Location(s) - 120 Hrs/Mth - 4 Hrs During Trading.- 80% time spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-23 |
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