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Stephen Thomas Andrusky

LPl Financial LLC

Anaheim, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-26
  • CA RA
    APPROVED
    Since 2025-06-26

Branch Locations

100 S Anaheim Blvd. Ste 100, Anaheim, CA 92805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Irvine CA 01/2014 09/2018
Td Ameritrade, Inc. Huntington Beach CA 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab And Co., Inc. Irvine CA 12/2022 04/2025
Partners Federal Credit Union Anaheim CA 06/2025 Present
Lpl Financial Anaheim CA 06/2025 Present
Unemployed Huntington Beach CA 04/2025 05/2025
  • 01/2014 → 09/2018
    Scottrade
    Irvine, CA
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    Huntington Beach, CA
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → 04/2025
    Charles Schwab And Co., Inc.
    Irvine, CA
  • 06/2025 → Present
    Partners Federal Credit Union
    Anaheim, CA
  • 06/2025 → Present
    Lpl Financial
    Anaheim, CA
  • 04/2025 → 05/2025
    Unemployed
    Huntington Beach, CA
Previous Registrations
  • 2022-01-26 → 2025-04-05
    Irvine, CA
    Irvine, CA
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Huntington Beach, CA
    Irvine, CA
    Irvine, CA
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Huntington Beach, CA
    Irvine, CA
    Irvine, CA
  • 2016-08-31 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2011-08-12 → 2014-01-21
    Los Angeles, CA
Other Businesses

1) 06/26/2025 - Partners Retirement and Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) -0Hrs/Mth - 0 Hrs During Trading. 2) 06/26/2025 - Partners FCU / Financial Institution Duty / Member Experience Advisor / Inv Related / Start date 06/01/2025 - At Reported Business Location(s) - 120 Hrs/Mth - 4 Hrs During Trading.- 80% time spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-23
  • S66 Uniform Combined State Law Examination
    2000-06-23
Designations

View on SEC IAPD

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