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Mario Luis Valdez

J.P. Morgan Securities LLC

Mount Vernon, NY

Yonkers, NY

Mount Vernon, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-08
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2018-06-13
  • TX RA
    APPROVED_RES
    Since 2025-07-08
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2018-06-13

Branch Locations

22 West 1St Street, Mount Vernon, NY 10550 • United States

1044 Mc Lean Ave, Yonkers, NY 10704 • United States

511 Gramatan Ave., Mount Vernon, NY 10552 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mount Vernon NY 04/2016 Present
Jpmorgan Chase Bank, N.A. Mount Vernon NY 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-08
S63 Uniform Securities Agent State Law Examination 2008-06-18
  • S66 Uniform Combined State Law Examination
    2018-06-08
  • S63 Uniform Securities Agent State Law Examination
    2008-06-18
Other Names
  • Mario Luis Valdez Espinal
  • Mario L Valdez

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · MOUNT VERNON, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · MOUNT VERNON, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · YONKERS, NY
CITIGROUP GLOBAL MARKETS INC. · Bronxville, NY
J.P. MORGAN SECURITIES LLC · BRONXVILLE, NY
OSAIC INSTITUTIONS, INC. · Bronxville, NY
EDWARD JONES · BRONXVILLE, NY
AEGIS CAPITAL CORP. · BRONXVILLE, NY

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