Donald Raymond Keough

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-06-15
TX	RA	APPROVED	2023-04-14
NY	RA	APPROVED	2023-02-15

CT RA
APPROVED

Since 2023-06-15
TX RA
APPROVED

Since 2023-04-14
NY RA
APPROVED

Since 2023-02-15

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

851 Kimball Ave, Yonkers, NY 10704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wall Street Access	New York	NY	06/2015	11/2016
Great Lakes Coca Cola	Chicago	IL	08/2018	01/2020
Lion Group Consulting	New York	NY	01/2017	08/2018
Apple	Santa Monica	CA	08/2021	09/2022
Unemployed	Santa Monica	CA	02/2020	08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tarrytown	NY	09/2022	Present
Bank Of America, N.A.	Tarrytown	NY	01/2023	Present

06/2015 → 11/2016

Wall Street Access

New York, NY
08/2018 → 01/2020

Great Lakes Coca Cola

Chicago, IL
01/2017 → 08/2018

Lion Group Consulting

New York, NY
08/2021 → 09/2022

Apple

Santa Monica, CA
02/2020 → 08/2021

Unemployed

Santa Monica, CA
09/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tarrytown, NY
01/2023 → Present

Bank Of America, N.A.

Tarrytown, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-10

S66 Uniform Combined State Law Examination

2023-02-10

Other Names

Donald Keough

View on SEC IAPD

More in Melville, NY

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