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1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-09-06 |
Branch Locations
1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
17W775 Butterfield Road Suite 124, Oakbrook Terrace, IL 60181 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Chicago | IL | 05/2008 | 04/2017 |
| J.P. Morgan Securities Llc | Bensenville | IL | 10/2012 | 04/2017 |
| Newbridge Securities Corp | Burr Ridge | IL | 06/2017 | Present |
1) ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/19/2017 ADDRESS: 4811 Chicago, IL 60632 DETAILS: 4811 CHICAGO, IL. Rental of single family home and collecting rent. HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES. 2) GENERATION PLANNING PARTNERS LLC (DBA): 10/2017, LIMITED LIABILITY COMPANY, OAKBROOK TERRACE, IL, USED TO OPERATE EXPENSES FOR THE OFFICE, PRESIDENT, PROVIDE INSURANCE SALES/INSURANCE AGENT. 3) US SMART LOGISTICS LLC: ILLINOIS- 10/2020, MANAGER, PROVIDE TRANSPORTATION SOLUTIONS TO SHIPPERS AND PROVIDE THEM A SHIPPING QUOTE FOR FREIGHT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-09 |
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