Jose E Almanza

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 01/2021
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 06/2016 → 01/2021
  Mml Distributors, Llc
  Enfield, CT
• 01/2021 → Present
  Gwfs Equities, Inc.
  Seven Hills, OH

Previous Registrations

• 2015-09-01 → 2016-04-28
  Kestra Investment Services, Llc
  Shorewood, IL
  Shorewood, IL
• 2016-04-19 → 2016-04-28
  Kestra Advisory Services, Llc
  Shorewood, IL
• 2012-02-13 → 2014-10-24
  Principal Securities, Inc.
  Downers Grove, IL
  Des Moines, IA
  Downers Grove, IL

Other Businesses

1)NAME: Lakeshore Financial Network (formerly Chicago Tax Professionals); INV REL: N; ADD: 2923 N. MILWAUKEE AVE. #301, CHICAGO, IL 60618; NATURE: BUSINESS & PERSONAL TAX FORM PREPARATION; POSITION: CHIEF OPERATIONS OFFICER; START DATE: 01/01/2006; NO. HR/MO: 14 HRS; NO. HR/MO DURING SEC TRADING: 0; DESCRIBE DUTIES: MANAGE BUSINESS ACTIVITIES AND PREPARE TAX RETURNS FOR CLIENTS. 2)NAME: ILOAN HOME MORTGAGE; INV REL: N; ADD: 3069 W. ARMITAGE AVE, CHICAGO, IL 60647; NATURE: RESIDENTIAL MORTGAGE LOANS; POSITION: LOAN ORIGINATOR; START DATE: 07/2015; NO. HR/MO: 48 HRS; NO. HR/MO DURING SEC TRADING: 0; DESCRIBE DUTIES: SOLICIT MORTGAGE LOAN APPLICANTS, COLLECT INFORMATION AND DOCUMENTS.

Exams

• S66 Uniform Combined State Law Examination
  2022-01-04
• S63 Uniform Securities Agent State Law Examination
  2008-06-10