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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-02
  • CA RA
    APPROVED
    Since 2025-09-02

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

9275 Sky Park Court Suite 190, San Diego, CA 92123 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 04/2015 09/2025
Kestra Investment Services Llc San Diego CA 09/2025 Present
Kestra Advisory Services Llc San Diego CA 09/2025 Present
Previous Registrations
Other Businesses

Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/03/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: COASTAL LIFE WEALTH MANAGEMENT POSITION: writing agent NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2015 ADDRESS: 9275 Sky Park Court, Suite 190, San Diego CA 92123, United States DESCRIPTION: Offering investments that are allowed under Kestra using this DBA. In addition, working with insurance companies for LTC, annuity and life insurance needs also using the same DBA. Business Name: CHRISTIE CALIVA INC. POSITION: Owner NATURE: Administrative Entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 9275 Sky Park Court, Suite 190, San Diego CA 92123, United States DESCRIPTION: continue to keep the corporation in good standing by filing the proper tax forms annually and to responsibly pay my corporate tax each year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-26
  • S66 Uniform Combined State Law Examination
    2008-09-26

View on SEC IAPD

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