James L Jeffries

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 09/2017
  Fifth Third Securiites
  Troy, OH
• 09/2017 → Present
  Edward Jones
  St. Louis, MO

Previous Registrations

• 2010-12-06 → 2017-09-08
  Fifth Third Securities, Inc.
  Tipp City, OH
  Troy, OH
  Troy, OH
  Covington, OH
  Troy, OH
• 2010-06-03 → 2010-12-10
  Chase Investment Services Corp.
  Beavercreek, OH
  Dayton, OH
• 2010-04-02 → 2010-05-24
  Pnc Wealth Management Llc
  Englewood, OH
  Englewood, OH
  Dayton, OH
  Dayton, OH
  Dayton, OH
  Dayton, OH

Exams

• S66 Uniform Combined State Law Examination
  2010-04-01
• S63 Uniform Securities Agent State Law Examination
  2008-06-13

Other Names

• James L. Jeffries
• Jim Jeffries
• James Lewis Jeffries