William Joseph Oliver

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2016-11-28

OH RA
APPROVED

Since 2016-11-28

Branch Locations

1551 West Main Street, Tipp City, OH 45371 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Fifth Third Bank	Dayton	OH	01/2014	Present
Fifth Third Securities	Dayton	OH	05/2014	Present

01/2014 → Present

Fifth Third Bank

Dayton, OH
05/2014 → Present

Fifth Third Securities

Dayton, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-02-07
S63	Uniform Securities Agent State Law Examination	2014-07-23

S65 Uniform Investment Adviser Law Examination

2020-02-07
S63 Uniform Securities Agent State Law Examination

2014-07-23

Other Names

Bill Joseph Oliver
William J Oliver

View on SEC IAPD

Current Employers

Fifth Third Securities, Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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