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Kevin James Sullivan

Morgan Stanley

Alexandria, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
VA RA APPROVED 2019-08-14
OH RA APPROVED 2018-10-17
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • VA RA
    APPROVED
    Since 2019-08-14
  • OH RA
    APPROVED
    Since 2018-10-17

Branch Locations

333 John Carlyle Street Suite 650, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Distribution, Inc. New York NY 08/2014 09/2016
Pnc Investments Cleveland OH 09/2016 03/2017
Marsh, Berry & Company, Inc. Woodmere OH 03/2017 05/2018
Marshberry Capital, Inc. Woodmere OH 03/2017 05/2018
Unemployed Mayfield Heights OH 05/2018 09/2018
Morgan Stanley Alexandria VA 09/2018 Present
Morgan Stanley Private Bank, N.A New York NY 03/2022 Present
  • 08/2014 → 09/2016
    Morgan Stanley Distribution, Inc.
    New York, NY
  • 09/2016 → 03/2017
    Pnc Investments
    Cleveland, OH
  • 03/2017 → 05/2018
    Marsh, Berry & Company, Inc.
    Woodmere, OH
  • 03/2017 → 05/2018
    Marshberry Capital, Inc.
    Woodmere, OH
  • 05/2018 → 09/2018
    Unemployed
    Mayfield Heights, OH
  • 09/2018 → Present
    Morgan Stanley
    Alexandria, VA
  • 03/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-10
S63 Uniform Securities Agent State Law Examination 2008-12-10
  • S66 Uniform Combined State Law Examination
    2016-11-10
  • S63 Uniform Securities Agent State Law Examination
    2008-12-10
Other Names
  • Kevin Sullivan

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA
EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA

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