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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-17
CA RA APPROVED 2016-12-23
  • TX RA
    APPROVED_RES
    Since 2019-12-17
  • CA RA
    APPROVED
    Since 2016-12-23

Branch Locations

2595 W Chandler Blvd, Chandler, AZ 85224 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2012 Present
Bank Of America, N.A. Chandler AZ 01/2014 Present
Other Businesses

I*1204405For profit or not for profit: Entity For ProfitName of outside business organization: Serious Business Ventures, LLCInvestment related: NAddress of business: Phoenix, Arizona, 85041Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 3/20/2023Number of hours devoted: 4 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Semi absentee owner of LIVE Hydration franchise, will hire employees to run the store I*1976308, Entity Type:1976308, Name of OBA: 1976308 Address:Phoenix, AZ 85041 Investment Related: No Position, Title, Association: Employee Employee Start Date:9/9/24 No Hours: 3 hrs weekly No Hours during trading: Duties:This company needs people to review large language model outputs (AI outputs) for accuracy. I will review messages or images to see if the AI accurately responded to a prompt and provided relevant information for what the prompt was asking for. I*1976306 Entity Type, Name of OBA: Entity For ProfitRazzle Dazzle Printing LLC Address: PhoenixArizona85041 Investment Related: No Position, Title, Association: Other Employee Start Date: 09/02/2024 No Hours: 2 Monthly No Hours during trading: 0 Duties: Online retail business selling 3D printed toys thru platforms such as amazon and etsy

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-22
S63 Uniform Securities Agent State Law Examination 2012-02-29
  • S66 Uniform Combined State Law Examination
    2016-12-22
  • S63 Uniform Securities Agent State Law Examination
    2012-02-29
Other Names
  • Kasie Deanne Elsner
  • Kasie Jordan
  • Kasie Elsner

View on SEC IAPD

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