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Aaron Lampert

J.P. Morgan Securities LLC

Tucson, AZ

CRD 5526813

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-13
AZ RA APPROVED 2017-11-13
  • TX RA
    APPROVED_RES
    Since 2021-09-13
  • AZ RA
    APPROVED
    Since 2017-11-13

Branch Locations

4398 N Campbell Ave, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 08/2015 10/2017
California Coast Credit Union La Mesa CA 08/2015 10/2017
Securities America, Inc. National City CA 10/2017 10/2017
Pfg Advisors National City CA 08/2015 10/2017
Jpmorgan Securities Llc Tucson AZ 10/2017 Present
  • 08/2015 → 10/2017
    Lpl Financial
    San Diego, CA
  • 08/2015 → 10/2017
    California Coast Credit Union
    La Mesa, CA
  • 10/2017 → 10/2017
    Securities America, Inc.
    National City, CA
  • 08/2015 → 10/2017
    Pfg Advisors
    National City, CA
  • 10/2017 → Present
    Jpmorgan Securities Llc
    Tucson, AZ
Previous Registrations
  • 2015-08-07 → 2017-10-26
    Pfg Advisors
    San Diego, CA
    El Cajon, CA
    Phoenix, AZ
  • 2012-10-01 → 2015-08-12
    J.P. Morgan Securities Llc
    Tucson, AZ
    Tucson, AZ
    El Cajon, CA
    El Cajon, CA
    Tucson, AZ
    Tucson, AZ
    San Diego, CA
  • 2015-08-04 → 2015-08-06
    Lpl Financial Llc
    San Diego, CA
    National City, CA
    La Mesa, CA
    El Cajon, CA
    La Mesa, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Chula Vista, CA
    San Diego, CA
  • 2010-07-12 → 2012-10-01
    Chase Investment Services Corp.
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
  • 2009-01-05 → 2010-07-13
    Wells Fargo Investments, Llc
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-26
  • S66 Uniform Combined State Law Examination
    2008-11-26
Other Names
  • Aaron Lampert
  • Aaron Joseph Lampert

View on SEC IAPD

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