Donald J Haubert

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 01/2017
  Janus Distributors Llc
  Denver, CO
• 05/2011 → 01/2017
  Janus Management Holdings Corp
  Denver, CO
• 01/2017 → Present
  Lpl Financial, Llc
  Steamboat Springs, CO

Previous Registrations

• 2009-10-30 → 2011-05-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwood Village, CO

Other Businesses

1. 06/20/2023 - SLEEPING GIANT FINANCIAL SERVICES - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/20/2023

Exams

• S66 Uniform Combined State Law Examination
  2017-06-29
• S63 Uniform Securities Agent State Law Examination
  2009-03-31

Other Names

• Donald Joseph Haubert