Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-19 |
| CO | RA | APPROVED | 2017-06-29 |
Branch Locations
675 Snap Dragon Way, Unit 3D, Steamboat Springs, CO 80487 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janus Distributors Llc | Denver | CO | 05/2011 | 01/2017 |
| Janus Management Holdings Corp | Denver | CO | 05/2011 | 01/2017 |
| Lpl Financial, Llc | Steamboat Springs | CO | 01/2017 | Present |
1. 06/20/2023 - SLEEPING GIANT FINANCIAL SERVICES - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/20/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-31 |
Reach out to this advisor