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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-02-14
  • HI RA
    APPROVED
    Since 2025-02-14

Branch Locations

680 Kamokila Blvd, Kapolei, HI 96707 • United States

95-720 Lanikuhana Ave, Mililani, HI 96789 • United States

94-210 Pupukahi St, Waipahu, HI 96797 • United States

935 California Ave, Wahiawa, HI 96786 • United States

91-1107 Keaunui, Ewa Beach, HI 96706 • United States

960 Mapunapuna St, Honolulu, HI 96819 • United States

46-077 Kamehameha Highway, Kaneohe, HI 96744 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Savings Bank Honolulu HI 02/2011 02/2018
Lpl Financial Llc Waipahu HI 07/2011 04/2017
Cetera Investment Advisers Llc Kahului HI 04/2017 02/2018
Cetera Investment Services Llc St. Cloud MN 04/2017 02/2018
Lpl Financial Llc Kapolei HI 02/2018 Present
Previous Registrations
  • 2017-04-18 → 2018-02-10
    Kahului, HI
  • 2011-07-05 → 2017-04-27
    Kahului, HI
    Waipahu, HI
    Kihei, HI
    Kahului, HI
    Kaunakakai, HI
    Pukalani, HI
    Wailuku, HI
    Kahului, HI
    Wailuku, HI
    Lahaina, HI
    Kihei, HI
  • 2011-03-18 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Honolulu, HI
    Waipahu, HI
  • 2008-09-01 → 2009-11-09
    Honolulu, HI
Other Businesses

1. 2/9/2018 - CENTRAL PACIFIC INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/7/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Typically process insurance through LPL Financial, but in the event that there are better options, though Mass Mutual. 3. 3/7/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Typically I process insurance through LPL Financial, but in the event that there are better options, though Highland Capital Brokerage. 4. 8/4/2021 - Central Pacific Bank - DBA: CP Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/3/2021 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-30
  • S66 Uniform Combined State Law Examination
    2008-08-30
Other Names
  • Matt J Wong
  • Matthew Joseph Wong
  • Matt Joseph Wong
  • Matthew Joseph Geen Wah Wong

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