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Current Employers
Creative Financial Designs, Inc.

2704 S Goyer Rd, Kokomo, IN 46902 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-27
  • NJ RA
    APPROVED
    Since 2026-02-27

Branch Locations

165 Rt 10, Succassunna, NJ 07876 • United States

2704 S Goyer Rd, Kokomo, IN 46902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Fairfield NJ 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 06/2022
Mml Investors Services, Llc Fairfield NJ 03/2017 06/2022
Cfd Investments Kokomo IN 08/2022 Present
Creative Financial Designs Kokomo IN 08/2022 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Fairfield, NJ
  • 07/2016 → 06/2022
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 06/2022
    Fairfield, NJ
  • 08/2022 → Present
    Cfd Investments
    Kokomo, IN
  • 08/2022 → Present
    Creative Financial Designs
    Kokomo, IN
Previous Registrations
  • 2017-03-25 → 2022-07-15
    Fairfield, NJ
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Wall Township, NJ
    Fairfield, NJ
  • 2009-11-24 → 2015-01-02
    New England Securities
    Fairfield, NJ
Other Businesses

1. NAME: DANIEL BALLISTER INV REL: Y ADD: 30 TWO BRIDGES RD, SUITE 320 FAIRFIELD, NJ 07004 NATURE: DI,LIFE/ACCIDENT/HEALTH ,LTC, P&C,FIXED ANNUITIES,DENTAL AND GROUP DI LIFE/ACCIDENT/HEALTH POSITION: AGENT START DATE: 01/2010 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 10 2. Creative Financial Designs, Inc

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-12
S63 Uniform Securities Agent State Law Examination 2008-10-07
  • S65 Uniform Investment Adviser Law Examination
    2009-06-12
  • S63 Uniform Securities Agent State Law Examination
    2008-10-07
Designations

View on SEC IAPD

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