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Current Employers
Creative Financial Designs, Inc.

2704 S Goyer Rd, Kokomo, IN 46902 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-10-21
  • NJ RA
    APPROVED
    Since 2014-10-21

Branch Locations

165 Rt 10, Succassunna, NJ 07876 • United States

2704 S Goyer Rd, Kokomo, IN 46902 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard D'AMbola & Assoc.,Llc Landing NJ 12/1999 Present
Cfd Investments, Inc Kokomo IN 09/2014 Present
Creative Financial Designs, Inc Kokomo IN 09/2014 Present
  • 12/1999 → Present
    Richard D'AMbola & Assoc.,Llc
    Landing, NJ
  • 09/2014 → Present
    Cfd Investments, Inc
    Kokomo, IN
  • 09/2014 → Present
    Kokomo, IN
Previous Registrations
  • 2011-06-28 → 2014-08-15
    Questar Asset Management, Inc.
    Minneapolis, MN
  • 2008-08-20 → 2011-06-22
    Workman Securities Corporation
    Succasunna, NJ
    Eden Prairie, MN
    Succasunna, NJ
Other Businesses

165 STATE RT. 10 E, SUCCASUNNA, NJ 07876. INSURANCE AGENT OFFERING FIXED ANNUITIES, DISABILITY, HEALTH, LIFE AND LONG TERM CARE. APPROXIMATELY 140 HOURS PER MONTH, OF WHICH 20 HOURS PER MONTH ARE DURING SECURITIES TRADING HOURS. CREATIVE FINANCIAL DESIGNS, INC. INVESTMENT ADVISER REPRESENTATIVE. Richard D'Ambola & Associates, LLC-Owner-Investment related-200 hrs/mo-Succasunna, NJ

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-14
S63 Uniform Securities Agent State Law Examination 2007-08-22
  • S65 Uniform Investment Adviser Law Examination
    2008-08-14
  • S63 Uniform Securities Agent State Law Examination
    2007-08-22

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