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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-07-10 |
Branch Locations
1789 Montgomery Highway South, Birmingham, AL 35244 • United States
1611 Montgomery Highway, Birmingham, AL 35216 • United States
3059 Allison Bonnett Memorial Drive, Hueytown, AL 35023 • United States
1819 5Th Ave N, Birmingham, AL 35203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 03/2010 | 10/2020 |
| Front Page Financial Advisors | Hoover | AL | 03/2016 | 07/2024 |
| Simplicity Wealth, Llc | Summit | NJ | 10/2020 | 07/2024 |
| Pnc Investments Llc | Birmingham | AL | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-30 |
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