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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Tyler | TX | 06/2008 | Present |
| Kestra Advisory Services, Llc | Tyler | TX | 04/2016 | Present |
Business Name: PWRR, LLC, dba Roseman Wealth Advisors Investment Related: Yes Address: 3304 S Broadway Suite 202 Tyler TX 75701 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 4/1/2013 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial and investment advisor services and practice management Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: ALZHEIMERS ALLIANCE OF SMITH COUNTY POSITION: Chairman of Board of Directors NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2022 ADDRESS: 211Winchester Dr, Tyler TX 75701 DESCRIPTION: I will be in the Chairman position for the Board of Directors and will lead board meetings and serve as the primary communication point with the AASC executive director. Business Name: BETHESDA FOUNDATION BOARD POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2024 ADDRESS: 409 W. Fergusan, Tyler TX 75702, United States DESCRIPTION: Attend occasional meetings on foundation matters to help discuss and share community input to assist the director.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-28 |
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