Richard Rutledge Evans

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Tiaa
  Hanover, NH
• 11/2015 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Hanover, NH

Previous Registrations

• 2012-09-19 → 2015-11-16
  Santander Securities Llc
  Brookline, MA
  Brookline, MA
  Brookline, MA
  Chestnut Hill, MA
  Lexington, MA
  Dorchester, MA
  Dorchester, MA
  Worcester, MA
  Boston, MA
  Dorchester, MA
  Dorchester, MA
  Framingham, MA
  South Boston, MA
  Dorchester, MA
  Brighton, MA
  Brighton, MA
  Boston, MA
  Roxbury, MA
  Boston, MA
  Boston, MA
  Chestnut Hill, MA
• 2012-02-09 → 2012-09-19
  Lpl Financial Llc
  Brookline, MA
  Chestnut Hill, MA
  Brookline, MA
  Brookline, MA
  Newtonville, MA
  Newton, MA
  West Newton, MA
• 2009-10-23 → 2012-02-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Haddonfield, NJ
  Mount Laurel, NJ
  Philadelphia, PA
• 2008-12-15 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Haddonfield, NJ

Exams

• S66 Uniform Combined State Law Examination
  2008-12-12

Other Names

• Richard Evans
• Richard Rutledge Evans
• Richard Rutledge Evans