Richard Rutledge Evans

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2025-08-25
NH	RA	APPROVED	2015-12-02

Branch Locations

Sunapee, NH • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa	Hanover	NH	11/2015	Present
Tiaa-Cref Individual & Institutional Services, Llc	Hanover	NH	11/2015	Present

11/2015 → Present

Tiaa

Hanover, NH
11/2015 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Hanover, NH

2012-09-19 → 2015-11-16

Santander Securities Llc

Brookline, MA

Brookline, MA

Brookline, MA

Chestnut Hill, MA

Lexington, MA

Dorchester, MA

Dorchester, MA

Worcester, MA

Boston, MA

Dorchester, MA

Dorchester, MA

Framingham, MA

South Boston, MA

Dorchester, MA

Brighton, MA

Brighton, MA

Boston, MA

Roxbury, MA

Boston, MA

Boston, MA

Chestnut Hill, MA
2012-02-09 → 2012-09-19

Lpl Financial Llc

Brookline, MA

Chestnut Hill, MA

Brookline, MA

Brookline, MA

Newtonville, MA

Newton, MA

West Newton, MA
2009-10-23 → 2012-02-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Haddonfield, NJ

Mount Laurel, NJ

Philadelphia, PA
2008-12-15 → 2009-10-23

Banc Of America Investment Services, Inc.

Haddonfield, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-12

Other Firms