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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-28
FL RA APPROVED 2015-04-07
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • FL RA
    APPROVED
    Since 2015-04-07

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated South Pasadena FL 03/2015 Present
Bank Of America, N.A. South Pasadena FL 03/2015 Present
Previous Registrations
Other Businesses

I*106693 For profit or not for profit: Non-Profit Organization Name of outside business organization: Our Savior Lutheran Church and School Investment related: N Address of business: Saint Petersburg, Florida 33707 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 42940 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Lutheran church and school which covers children from 2 years old to 8th grade.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-14
  • S66 Uniform Combined State Law Examination
    2008-07-14
Other Names
  • Alex Gornto

View on SEC IAPD

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